Resumen de Prensa

25/08/2006

La reserva federal advierte al banco York que un empleado no es sufciente en el área de compliance (moneylaundering.com)

A cease-and-desist order against a small Alabama bank highlights the importance of having a compliance staff that’s adequate for the size and risk profile of an institution.

The enforcement action issued on Tuesday by the U.S. Federal Reserve Board to Bank of York, based in York, Alabama, directed the bank to make sure that its compliance officer had “sufficient staff levels.” The order did not specify how many officers would be needed for a bank its size.

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